Overview:
We will go through the different banking regulators and discuss recent enforcement actions. The goal of this training is to take away the lessons learned by prior enforcement actions, implementing changes within your compliance framework, continue with your risk mitigation efforts and manage your reputational risk when similar issues arise.
Why you should Attend:
By analyzing recent cases, financial institutions can identify regulatory trends and patterns to enhance their compliance framework to prevent and mitigate potential risks. Reviewing the enforcement actions brought by U.S. regulators over the past year can provide a number of benefits.
Areas Covered in the Session:
- Overview of the current regulatory environment
- Enforcement actions over the past year
- What to do with your compliance program after learning the facts
- Takeaways
Who Will Benefit:
- Anyone that works in a Financial Institution